:DVKHU (OHFWULFDO (TXLSPHQW %RQG :((% 3DWHQW 3HQGLQJ ,167$//$7,21 ,16758&7,216 )RU ,6<6 5RRI 0RXQW DQG *URXQG 0RXQW 3OHDVH UHDG FDUHIXOO\ EHIRUH LQVWDOOLQJ :LOH\ (OHFWURQLFV UHFRPPHQGV WKDW WKH VXIILFLHQW GHWDLOV RI WKH LQVWDOODWLRQ EH VXEPLWWHG WR WKH $+- IRU DSSURYDO EHIRUH DQ\ ZRUN LV VWDUWHG :((%/XJ :((% 8,5 3URGXFWV DUH WHVWHG WR 8/ &$1 &6$ & 1R 86 &DQDGLDQ VWDQGDUGV IRU VDIHW\ JURXQGLQJ DQG ERQGLQJ HTXLSPHQW 'RFXPHQW 1XPEHU $OO 5LJKWV 5HVHUY
:((% &203$7,%,/,7< 7KH :((% IDPLO\ RI SURGXFWV FDQ EH XVHG WR ERQG DQRGL]HG DOXPLQXP JDOYDQL]HG VWHHO VWHHO DQG RWKHU HOHFWULFDOO\ FRQGXFWLYH PHWDO VWUXFWXUHV $OO LQVWDOODWLRQV VKDOO EH LQ DFFRUGDQFH ZLWK 1(& UHTXLUHPHQWV LQ WKH 86$ DQG ZLWK &6$ & LQ &DQDGD 7KH :((%V DUH IRU XVH ZLWK PRGXOHV WKDW KDYH D PD[LPXP VHULHV IXVH UDWLQJ RI OHVV WKDQ $ %RWWRP 0RXQWLQJ 7KH :((%V XVHG IRU ERQGLQJ WKH 39 PRGXOHV WR WKH PRXQWLQJ UDLOV DUH FRPSDWLEOH ZLWK YDULRXV FURVV VHFWLRQV RI PRGXOH IUDPHV 7KH IROOR
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
:((% &203$7,%,/,7< :((% 8,5 %27720 02817 6&(1$5,26 %27720 02817,1* 7+( :((% 8,5 5(48,5(6 &(57$,1 02'8/( )5$0( 63(&,),&$7,216 3/($6( 5(9,(: 7+( 6&(1$5,26 %(/2: 72 '(7(50,1( +2: 0$1< :((% 8,5 6 3(5 02'8/( $5( 1(&(66$5< % $ & 0RGXOH 0RXQWLQJ +ROH DW OHDVW DZD\ IURP IODQJH HGJH 0RGXOH 0RXQWLQJ +ROH 6ORWWHG 0RGXOH 0RXQWLQJ +ROH RU 0RGXOH 0RXQWLQJ +ROH FORVHU ZLWK PD[LPXP GLPHQVLRQV WKDQ WR WKH IODQJH HGJH VKRZ
:((% 8,5 RQ 0RGXOH )UDPHV &HUWDLQ PRGXOH IUDPHV GR QRW KDYH HQRXJK VWUXFWXUDO VWUHQJWK WR ZLWKVWDQG WKH IRUFH UHTXLUHG WR HPEHG D :((% 7KHVH IUDPHV ZLOO GHIRUP DQG WKHUHIRUH QRW DOORZ VXIILFLHQW SHQHWUDWLRQ RI WKH :((% WHHWK 7KH JHQHUDO UHTXLUHPHQW IRU PLQLPXP PRGXOH IUDPH WKLFNQHVV LV LOOXVWUDWHG EHORZ 2. 12 7+,11(5 7+$1 PP $OO 5LJKWV 5HVHUYHG :LOH\ (OHFWURQLFV //&
<67(0 29(59,(: 8VH :((% 8,5 WR ERQG VRODU PRGXOHV WR PRGXOH PRXQWLQJ UDLO 8VH RQH :((%/XJ DVVHPEO\ HYHU\ RWKHU UDLO WR FRQQHFW V\VWHP WR HTXLSPHQW JURXQG FRQGXFWRU ,PSRUWDQW QRWHV 8VH JHQHUDO SXUSRVH DQWL VHL]H FRPSRXQG RQ IDVWHQHU WKUHDGV ZKHQ LQVWDOOLQJ :((%V 7KH 1(& VHFWLRQ VWDWHV ([SRVHG QRQ FXUUHQW FDUU\LQJ PHWDO SDUWV RI PRGXOH IUDPHV HTXLSPHQW DQG FRQGXFWRU HQFORVXUHV VKDOO EH JURXQGHG LQ DFFRUGDQFH ZLWK RU $ UHJDUGOHVV RI YROWDJH :((%V DUH LQWHQGHG
:((% 8,5 $66(0%/< )ODQJH 1XW 'XULQJ LQVWDOODWLRQ NHHS WKH IODQJH QXW VWDWLRQDU\ ZKLOH ZKLOH DSSO\LQJ WRUTXH WR WKH EROW 6PDOO 0RGXOH &OLS :((% 8,5 7HHWK WRZDUGV PRGXOH 6WDQGDUG :DVKHU %ROW 7RUTXH IDVWHQHUV WR IW OE 1 P XVLQJ JHQHUDO SXUSRVH DQWL VHL]H FRPSRXQG RQ WKUHDGV 0RGXOH )UDPH ,6<6 5DLO 3UH $VVHPEOHG $VVHPEOHG $OO 5LJKWV 5HVHUYHG :LOH\ (OHFWURQLFV //&
:((% 8,5 $66(0%/< 3ODFH DOO WKH 39 0RGXOHV WKDW DUH UHTXLUHG SHU URZ IDFH GRZQ RQ D IODW OHYHO DQG SURWHFWLYH VXUIDFH $OLJQ WKH (DVW :HVW , %HDPV DGMDFHQW WR WKH GHVLUHG PRXQWLQJ KROHV ,QVHUW WKH VWUDLJKW HGJH RI WKH FOLS DORQJ WKH LQVLGH VWUDLJKW HGJH RI WKH FKDQQHO ZLWK WKH :((% 8,5 XQGHUQHDWK ,QVWDOO 6PDOO 0RGXOH &OLS $VVHPEO\ DFFRUGLQJ WR PDQXIDFWXUHUV VSHFLILFDWLRQV :((% 8,5 7HHWK IDFH WKH PRGXOH IUDPH $OO 5LJKWV 5HVHUYHG :LOH\ (OHFWURQLFV //&
:((% 8,5 $66(0%/< 7LJKWHQ GRZQ WKH %ROW ZLWK IW OE 1 P RI WRUTXH XVLQJ JHQHUDO SXUSRVH DQWL VHL]H FRPSRXQG RQ WKUHDGV ZKLOH NHHSLQJ WKH IODQJH QXW XQGHUQHDWK VWDWLRQDU\ ,PSRUWDQW QRWH :((%V DUH IRU 6,1*/( 86( 21/< 'R QRW WRUTXH IDVWHQHUV GRZQ LI SRVLWLRQ RI VRODU PRGXOHV LV QRW ILQDOL]HG 2QO\ VOLJKW\ WLJKWHQ IDVWHQHUV WR NHHS PRGXOHV LQ SODFH $OO 5LJKWV 5HVHUYHG :LOH\ (OHFWURQLFV //&
:((% 8,5 /$<287 3OHDVH UHIHU EDFN WR 3DJH WR UHIHUHQFH ZKLFK PRXQWLQJ VFHQDULR LV QHFHVVDU\ ; '(127(6 3/$&(6 72 ,167$// :((% 8,5 [ [ [ [ [ $ [ [ [ [ [ [ [ [ [ [ % [ [[ [[ [[ [[ [ [ [[ [[ [[ [[ [ & $OO 5LJKWV 5HVHUYHG :LOH\ (OHFWURQLFV //&
:((%/8* $66(0%/< ,QVWDOO :((%/XJ DVVHPEO\ DQG WRUTXH IDVWHQHUV WR IW OE 1 P XVLQJ JHQHUDO SXUSRVH DQWL VHL]H FRPSRXQG RQ WKUHDGV 'ULOO D FOHDUDQFH KROH IRU D LQFK EROW RQ WKH VLGH RI WKH UDLO 6OLS RQ :((%/XJ 6WDQGDUG ZDVKHU 6OLS :((% RQ EROW ZLWK WHHWK WRZDUGV WKH UDLO 6SOLW ORFN ZDVKHU 1XW ,PSRUWDQW QRWH 7KH :((% PXVW DOZD\V EH XVHG ZLWK WKH OXJ GHVSLWH WKH IDFW WKDW JDOYDQL]HG VWHHO LV D FRQGXFWLYH PDWHULDO ,Q DFFRUGDQFH ZLWK WKH O
*5281' &21'8&725 $66(0%/< (TXLSPHQW *URXQG &RQGXFWRU /D\ LQ HTXLSPHQW JURXQG FRQGXFWRU DQG WLJKWHQ EROW WR IW OE 1 P ,PSRUWDQW QRWH :((% WKDW VLWV XQGHU WKH :((%/XJ LV IRU 6,1*/( 86( 21/< (QVXUH SRVLWLRQ LV FRUUHFW EHIRUH WLJKWHQLQJ GRZQ 7KH :((%/XJ PD\ EH XVHG ZLWK D PD[LPXP HTXLSPHQW JURXQG ZLUH RI $:* $OO 5LJKWV 5HVHUYHG :LOH\ (OHFWURQLFV //&
