User Guide
BULLETIN 10-9 / Page 3 
THE REFRIGERATION SYSTEM
To  understand  the  function  of  the  thermostatic  expansion 
valve, a short discussion of the refrigeration  system  is nec-
essary. The refrigeration system can be defined as a closed 
system in which the process of absorbing and rejecting heat 
is performed by flowing a refrigerant in a vapor compression 
cycle. In its simplest form, the refrigeration system consists 
of  five  components:  the  compressor,  condenser,  evaporator, 
expansion device, and interconnecting piping.
The heart of the system is the compressor since it causes the 
refrigerant  flow.  Its  function  is  simply  to  receive  low  pres-
sure (and temperature) refrigerant vapor from the evapora-
tor  and  compress  it  into  high  pressure  (and  temperature) 
refrigerant vapor. The high pressure vapor is then converted 
to a liquid phase in the condenser. The condenser performs 
this function by removing heat from the vapor and rejecting 
the heat to the air, or to water in the case of a water cooled 
condenser.  The  liquid,  which  remains  at  a  high  pressure, 
passes  through  the  expansion  device  and  becomes  a  low 
pressure two phase (liquid and vapor) mixture. This refriger-
ant mixture returns to its vapor phase in the evaporator by 
absorbing heat from the medium being cooled.
The selection of the expansion device is of particular impor-
tance to the operation of the refrigeration system because it 
regulates refrigerant flow into the evaporator. An expansion 
device which is misapplied or incorrectly sized will ordinar-
ily result in operational difficulties and poor system perfor-
mance.  For  example,  an  undersized  expansion  device  will 
prevent sufficient refrigerant from flowing into the evapora-
tor causing a reduction in the design cooling capability of the 
system. An oversized expansion device may allow too much 
refrigerant into the evaporator causing liquid refrigerant to 
flow back to the compressor. The latter condition is referred 
to  as  floodback.  Both  conditions  will  invariably  result 
in  compressor  damage  if  not  quickly  remedied.  Therefore, 
the expansion device requires attention to its selection and 
application.
TYPES OF EXPANSION DEVICES
Expansion devices can be divided into four general categories: 
the  fixed  area  restrictor,  the  automatic  (constant  pressure) 
expansion valve, the thermostatic expansion valve, and the elec-
tric expansion valve. The fixed area restrictor expansion device 
is  simply  a  precisely  formed  restriction  through  which  liquid 
refrigerant flows. Two common examples of this type of device 
are the capillary tube, or cap tube, and the short tube restrictor, 
or plug orifice. These devices are typically used on certain small 
air conditioning and refrigeration systems where operating con-
ditions permit moderately constant evaporator loading and con-
stant condenser pressures. The drawback associated with these 
devices is their limited ability to efficiently regulate refrigerant 
flow  in  response  to  changes  in  system  operating  conditions, 
since they are sized based on one set of conditions.
Like the fixed area restrictor, the automatic expansion valve 
(AEV)  is  best  suited  for  applications  having  moderately 
constant evaporator loading. The AEV regulates refrigerant 
flow by  simply  maintaining  a  constant  evaporator  or valve 
outlet pressure. As the heat load on the evaporator rises, the 
AEV decreases refrigerant flow to maintain evaporator pres-
sure  at  the  valve’s  setting.  Conversely,  the  AEV  increases 
refrigerant  flow  when  the  evaporator  heat  load  decreases 
to maintain evaporator pressure at the valve’s setting. As a 
result,  the  AEV  starves  the  evaporator  at  high  load  condi-
tions, and overfeeds it at low load conditions.
The  thermostatic  expansion  valve  provides  an  excel-
lent  solution  to  regulating  refrigerant  flow  into  a  direct 
expansion type evaporator. The TEV regulates refrigerant 
flow  by  maintaining  a  nearly  constant  superheat  at  the 
evaporator  outlet.  As  superheat  at  the  evaporator  outlet 
rises  due  to  increased  heat  load  on  the  evaporator,  the 
TEV  increases  refrigerant  flow  until  superheat  returns 
to  the  valve’s  setting.  Conversely,  the  TEV  will  decrease 
refrigerant  flow  when  superheat  lowers  as  a  result  of  a 
decreased  heat  load  on  the  evaporator.  The  effect  of  this 
type of regulation is it allows the evaporator to remain as 
nearly  fully  active  as  possible  under  all  load  conditions. 
The concept of superheat, and the proper method of mea-
suring it is further explained  on Page  14, TEV Operation 
and Performance.
The  thermostatic  expansion  valve  provides  an  additional 
benefit  when  charging  the  system  with  refrigerant.  When 
a TEV is used, the system refrigerant charge is usually not 
as critical  as with  the other  expansion devices.  The proper 
operation  of  a  fixed  restriction  and,  to  a  lesser  extent,  an 
automatic  expansion  valve  depends  on  having  an  exact 
amount of refrigerant in the system.
The  electric  expansion  valve  (EEV)  provides  a  means  by 
which  applications  can  be  designed  with  sophisticated 
system  control  functions.  This  type  of  valve  is  controlled 
by  an  electronic  circuit  which  is  often  designed  to  allow 
the  valve  to  control  some  aspect  of  system  operation  in 
addition  to  superheat  at  the  outlet  of the evaporator.  For 
example,  evaporator  discharge  air  temperature  or  water 
temperature from a chiller could be monitored by the EEV’s 
controller. See Bulletin 100-9 for details on electric valves 
for  refrigerant  control  or  contact  the  Sporlan  Division  of 
Parker for additional information.
HOW THE THERMOSTATIC EXPANSION 
VALVE WORKS
Basic Operation
In order to understand the principles of thermostatic expansion 
valve operation, a review of its major components is necessary. 
A sensing bulb is connected to the TEV by a length of capil-
lary  tubing  which  transmits  bulb  pressure  to  the  top  of  the 
The  thermostatic  expansion  valve  (TEV)  controls  the  flow 
of  liquid  refrigerant  entering  the  direct  expansion  (DX) 
evaporator  by  maintaining  a  constant  superheat  of  the 
refrigerant vapor at the outlet of the evaporator. Superheat 
is the difference between the refrigerant vapor temperature 
and  its  saturation  temperature.  To  measure  the  superheat 
the  TEV  controls,  the  difference  between  the  actual  tem-
perature at the sensing bulb and the saturation temperature 
corresponding  to  the  suction  pressure  at  the  sensing  bulb 
location  is  determined.  By  controlling  superheat,  the  TEV 
keeps nearly  the  entire evaporator  surface active  while  not 
permitting  liquid  refrigerant  to  return  to  the  compressor. 
The ability of the TEV to match refrigerant flow to the rate at 
which refrigerant can be vaporized in the evaporator makes 
the TEV the ideal expansion device for most air conditioning 
and refrigeration applications.
  SPORLAN THERMOSTATIC EXPANSION VALVES










