SDS

6'61XPEHU 5HYLVLRQ'DWH
+$=$5'286'(&20326,7,21352'8&761RUPDOGHFRPSRVLWLRQSURGXFWVLH&2[12[
7R[LFRORJLFDO,QIRUPDWLRQ
())(&72)29(5(;32685(,1+$/$7,21,QKDODWLRQPD\FDXVHLUULWDWLRQWRWKHUHVSLUDWRU\WUDFWQRVHPRXWKPXFRXV
PHPEUDQHV3URORQJHGUHSHDWHGRUKLJKH[SRVXUHVPD\FDXVHLUULWDWLRQWRWKHUHVSLUDWRU\WUDFWQRVHPRXWKPXFRXV
PHPEUDQHV'XVWIURPGU\VDQGLQJPD\FDXVHH\HVNLQQRVHWKURDWDQGUHVSLUDWRU\WUDFWLUULWDWLRQ
())(&72)29(5(;32685(6.,1&217$&78QGHUQRUPDOXVHFRQGLWLRQVWKLVSURGXFWLVQRWH[SHFWHGWRFDXVHDGYHUVH
KHDOWKHIIHFWV3URORQJHGRUUHSHDWHGFRQWDFWZLWKVNLQPD\FDXVHPLOGLUULWDWLRQ0D\FDXVHVNLQLUULWDWLRQLQVXVFHSWLEOHSHUVRQV
())(&72)29(5(;32685((<(&217$&78QGHUQRUPDOXVHFRQGLWLRQVWKLVSURGXFWLVQRWH[SHFWHGWRFDXVHDGYHUVH
KHDOWKHIIHFWV'LUHFWH\HFRQWDFWPD\FDXVHLUULWDWLRQ0D\FDXVHH\HLUULWDWLRQ
())(&72)29(5(;32685(,1*(67,218QGHUQRUPDOXVHFRQGLWLRQVWKLVSURGXFWLVQRWH[SHFWHGWRFDXVHDGYHUVHKHDOWK
HIIHFWV6LQJOHGRVHRUDOWR[LFLW\LVYHU\ORZ$PRXQWVLQJHVWHGLQFLGHQWDOWRLQGXVWULDOKDQGOLQJDUHQRWOLNHO\WRFDXVHLQMXU\
KRZHYHULQJHVWLRQRIODUJHDPRXQWVPD\FDXVHLQMXU\,QJHVWLRQPD\UHVXOWLQREVWUXFWLRQZKHQPDWHULDOKDUGHQV
&$5&,12*(1,&,7<1R,QIRUPDWLRQ
())(&72)29(5(;32685(&+521,&+$=$5'6&RQWDLQV&U\VWDOOLQH6LOLFDZKLFKKDVEHHQGHWHUPLQHGWREHFDUFLQRJHQLF
WRKXPDQVE\,$5&ZKHQLQUHVSLUDEOHIRUP5LVNRIFDQFHUGHSHQGVXSRQGXUDWLRQDQGOHYHORILQKDODWLRQH[SRVXUHWRGXVWIURP
VDQGLQJWKHGULHGSDLQWRUVSUD\PLVW7KH,QWHUQDWLRQDO$JHQF\IRU5HVHDUFKRQ&DQFHU,$5&KDVGHWHUPLQHGWKDWFU\VWDOOLQHVLOLFD
LQWKHIRUPRITXDUW]RUFULVWREDOLWHWKDWLVLQKDOHGIURPRFFXSDWLRQDOVRXUFHVLVFDUFLQRJHQLFWRKXPDQV*URXSFDUFLQRJHQLFWR
KXPDQV5HIHUWR,$5&0RQRJUDSK6LOLFD6RPH6LOLFDWHVDQG2UJDQLF)LEUHVSXEOLVKHGLQ-XQHLQFRQMXQFWLRQZLWKWKH
XVHRIWKHVHPDWHULDOV7KH1DWLRQDO7R[LFRORJ\3URJUDP173FODVVLILHVUHVSLUDEOHFU\VWDOOLQHVLOLFDDVNQRZQWREHDKXPDQ
FDUFLQRJHQ5HIHUWRWKHWK5HSRUWRQ&DUFLQRJHQV7KH$PHULFDQ&RQIHUHQFHRI*RYHUQPHQWDO,QGXVWULDO+\JLHQLVWV
$&*,+FODVVLILHVFU\VWDOOLQHVLOLFDTXDUW]DVDVXVSHFWHGKXPDQFDUFLQRJHQ*URXS$%UHDWKLQJGXVWFRQWDLQLQJUHVSLUDEOH
FU\VWDOOLQHVLOLFDPD\QRWFDXVHQRWLFHDEOHLQMXU\RULOOQHVVHYHQWKRXJKSHUPDQHQWOXQJGDPDJHPD\EHRFFXUULQJ,QKDODWLRQRIGXVW
PD\KDYHWKHIROORZLQJVHULRXVFKURQLFKHDOWKHIIHFWV([FHVVLYHLQKDODWLRQRIUHVSLUDEOHGXVWFDQFDXVHSQHXPRFRQLRVLVD
UHVSLUDWRU\GLVHDVHZKLFKFDQUHVXOWLQGHOD\HGSURJUHVVLYHGLVDEOLQJDQGVRPHWLPHVIDWDOOXQJLQMXU\6\PSWRPVLQFOXGHFRXJK
VKRUWQHVVRIEUHDWKZKHH]LQJQRQVSHFLILFFKHVWLOOQHVVDQGUHGXFHGSXOPRQDU\IXQFWLRQ6PRNLQJH[DFHUEDWHVWKLVGLVHDVH
,QGLYLGXDOVZLWKSQHXPRFRQLRVLVDUHSUHGLVSRVHGWRGHYHORSWXEHUFXORVLV7KHUHLVVRPHHYLGHQFHWKDWEUHDWKLQJUHVSLUDEOH
FU\VWDOOLQHVLOLFDRUWKHGLVHDVHVLOLFRVLVLVDVVRFLDWHGZLWKDQLQFUHDVHGLQFLGHQFHRIVLJQLILFDQWGLVHDVHHQGSRLQWVVXFKDV
VFOHURGHUPDDQLPPXQHV\VWHPGLVRUGHUPDQLIHVWHGE\ILEURVLVRIWKHOXQJVVNLQDQGRWKHULQWHUQDORUJDQVDQGNLGQH\GLVHDVH
3URORQJHGRUUHSHDWHGLQKDODWLRQRIGXVWPD\FDXVHOXQJGDPDJH
35,0$5<5287(62)(175<,QKDODWLRQ6NLQ&RQWDFW
$FXWH7R[LFLW\9DOXHV
7KHDFXWHHIIHFWVRIWKLVSURGXFWKDYHQRWEHHQWHVWHG'DWDRQLQGLYLGXDOFRPSRQHQWVDUHWDEXODWHGEHORZ
&$61R
&KHPLFDO1DPH 2UDO/' 'HUPDO/' 9DSRU/&
 /LPHVWRQH PJNJ5DW !PJNJ !PJ/
 4XDUW] PJNJ5DW !PJNJ !PJ/
1, 1R,QIRUPDWLRQ
(FRORJLFDO,QIRUPDWLRQ
(&2/2*,&$/,1)250$7,21(FRORJLFDOLQMXULHVDUHQRWNQRZQRUH[SHFWHGXQGHUQRUPDOXVH
'LVSRVDO,QIRUPDWLRQ
',6326$/,1)250$7,217KLVSURGXFWGRHVQRWPHHWWKHGHILQLWLRQRIDKD]DUGRXVZDVWHDFFRUGLQJWR86(3$+D]DUGRXV
:DVWH0DQDJHPHQW5HJXODWLRQ&)56HFWLRQ'LVSRVHDVKD]DUGRXVZDVWHDFFRUGLQJWRDOOORFDOVWDWHIHGHUDODQG
SURYLQFLDOUHJXODWLRQV6WDWHDQG/RFDOUHJXODWLRQVUHVWULFWLRQVDUHFRPSOH[DQGPD\GLIIHUIURP)HGHUDOUHJXODWLRQV5HVSRQVLELOLW\
IRUSURSHUZDVWHGLVSRVDOLVZLWKWKHRZQHURIWKHZDVWH
Page 4 / 6