SDS
3DJH
RI
H[8UL6HUYGR"XUL &(/(;5
(1127IRUUHVWULFWLRQGHWDLOV
1DWLRQDO5HJXODWLRQV
&RPSRQHQW*HUPDQ\:DWHU&ODVVLILFDWLRQ9Z9Z6*HUPDQ\7$/XIW&ODVV
3HWURODWXPZKLWH:*.
QZJQLFKWZDVVHUJHIlKUGHQGQRQKD]DUGRXVWR
ZDWHUV
&RPSRQHQW)UDQFH,1567DEOHVRIRFFXSDWLRQDOGLVHDVHV
3HWURODWXPZKLWH7DEOHDX[GHVPDODGLHVSURIHVVLRQQHOOHV7035*
7DNHQRWHRI&RQWURORI6XEVWDQFHV+D]DUGRXVWR+HDOWK5HJXODWLRQV&26++DQG$PHQGPHQW
&KHPLFDOVDIHW\DVVHVVPHQW
$&KHPLFDO6DIHW\$VVHVVPHQW5HSRUW&6$&65KDVEHHQFRQGXFWHGE\WKHPDQXIDFWXUHULPSRUWHU
6(&7,2127+(5,1)250$7,21
)XOOWH[WRI+6WDWHPHQWVUHIHUUHGWRXQGHUVHFWLRQVDQG
/HJHQG
.H\OLWHUDWXUHUHIHUHQFHVDQGVRXUFHVIRUGDWD
6XSSOLHUVVDIHW\GDWDVKHHW&KHPDGYLVRU/2/,0HUFNLQGH[57(&6
7UDLQLQJ$GYLFH
&KHPLFDOKD]DUGDZDUHQHVVWUDLQLQJLQFRUSRUDWLQJODEHOOLQJ6DIHW\'DWD6KHHWV6'63HUVRQDO3URWHFWLYH(TXLSPHQW33(
DQGK\JLHQH
&UHDWLRQ'DWH1RY
5HYLVLRQ'DWH0DU
5HYLVLRQ6XPPDU\1RWDSSOLFDEOH
7KLVVDIHW\GDWDVKHHWFRPSOLHVZLWKWKHUHTXLUHPHQWVRI5HJXODWLRQ(&1R
'LVFODLPHU
7KHLQIRUPDWLRQSURYLGHGLQWKLV6DIHW\'DWD6KHHWLVFRUUHFWWRWKHEHVWRIRXUNQRZOHGJHLQIRUPDWLRQDQGEHOLHIDW
WKHGDWHRILWVSXEOLFDWLRQ7KHLQIRUPDWLRQJLYHQLVGHVLJQHGRQO\DVDJXLGDQFHIRUVDIHKDQGOLQJXVHSURFHVVLQJ
VWRUDJHWUDQVSRUWDWLRQGLVSRVDODQGUHOHDVHDQGLVQRWWREHFRQVLGHUHGDZDUUDQW\RUTXDOLW\VSHFLILFDWLRQ7KH
LQIRUPDWLRQUHODWHVRQO\WRWKHVSHFLILFPDWHULDOGHVLJQDWHGDQGPD\QRWEHYDOLGIRUVXFKPDWHULDOXVHGLQ
FRPELQDWLRQZLWKDQ\RWKHUPDWHULDOVRULQDQ\SURFHVVXQOHVVVSHFLILHGLQWKHWH[W
(QGRI6DIHW\'DWD6KHHW
&$6&KHPLFDO$EVWUDFWV6HUYLFH76&$8QLWHG6WDWHV7R[LF6XEVWDQFHV&RQWURO$FW6HFWLRQE
,QYHQWRU\
(,1(&6(/,1&6(XURSHDQ,QYHQWRU\RI([LVWLQJ&RPPHUFLDO&KHPLFDO
6XEVWDQFHV(8/LVWRI1RWLILHG&KHPLFDO6XEVWDQFHV
'6/1'6/&DQDGLDQ'RPHVWLF6XEVWDQFHV/LVW1RQ'RPHVWLF
6XEVWDQFHV/LVW
3,&&63KLOLSSLQHV,QYHQWRU\RI&KHPLFDOVDQG&KHPLFDO6XEVWDQFHV(1&6-DSDQHVH([LVWLQJDQG1HZ&KHPLFDO6XEVWDQFHV
,(&6&&KLQHVH,QYHQWRU\RI([LVWLQJ&KHPLFDO6XEVWDQFHV$,&6$XVWUDOLDQ,QYHQWRU\RI&KHPLFDO6XEVWDQFHV
.(&/.RUHDQ([LVWLQJDQG(YDOXDWHG&KHPLFDO6XEVWDQFHV1=,R&1HZ=HDODQG,QYHQWRU\RI&KHPLFDOV
:(/:RUNSODFH([SRVXUH/LPLW7:$7LPH:HLJKWHG$YHUDJH
$&*,+$PHULFDQ&RQIHUHQFHRI*RYHUQPHQWDO,QGXVWULDO+\JLHQLVWV,$5&,QWHUQDWLRQDO$JHQF\IRU5HVHDUFKRQ&DQFHU
'1(/'HULYHG1R(IIHFW/HYHO31(&3UHGLFWHG1R(IIHFW&RQFHQWUDWLRQ
53(5HVSLUDWRU\3URWHFWLYH(TXLSPHQW/'/HWKDO'RVH
/&/HWKDO&RQFHQWUDWLRQ(&(IIHFWLYH&RQFHQWUDWLRQ
12(&1R2EVHUYHG(IIHFW&RQFHQWUDWLRQ32:3DUWLWLRQFRHIILFLHQW2FWDQRO:DWHU
3%73HUVLVWHQW%LRDFFXPXODWLYH7R[LFY3Y%YHU\3HUVLVWHQWYHU\%LRDFFXPXODWLYH
$'5(XURSHDQ$JUHHPHQW&RQFHUQLQJWKH,QWHUQDWLRQDO&DUULDJHRI
'DQJHURXV*RRGVE\5RDG
,&$2,$7$,QWHUQDWLRQDO&LYLO$YLDWLRQ2UJDQL]DWLRQ,QWHUQDWLRQDO$LU
7UDQVSRUW$VVRFLDWLRQ
,02,0'*,QWHUQDWLRQDO0DULWLPH2UJDQL]DWLRQ,QWHUQDWLRQDO0DULWLPH
'DQJHURXV*RRGV&RGH
0$532/,QWHUQDWLRQDO&RQYHQWLRQIRUWKH3UHYHQWLRQRI3ROOXWLRQIURP
6KLSV
2(&'2UJDQLVDWLRQIRU(FRQRPLF&RRSHUDWLRQDQG'HYHORSPHQW$7($FXWH7R[LFLW\(VWLPDWH
%&)%LRFRQFHQWUDWLRQIDFWRU
92&9RODWLOH2UJDQLF&RPSRXQG
5HYLVLRQ+LVWRU\UHFRUG5HY'DWHDQGZKDWKDVFKDQJHG
3UHSDUHG%\
*UDFR,QF