User's Guide

5%65HTXLUHPHQWV 5HJXODWRU\&RPSOLDQFH
( (ULFVVRQ3URSULHWDU\ (1/=%
)&&&ODVV$
7KLV>5%650DQG5%665@HTXLSPHQWKDVEHHQWHVWHGDQGIRXQGWRFRPSO\
ZLWKWKHOLPLWVIRUD&ODVV$GLJLWDOGHYLFHVSXUVXDQWWRSDUWRIWKH)&&5XOHV
7KHVHOLPLWVDUHGHVLJQHGWRSURYLGHUHDVRQDEOHSURWHFWLRQDJDLQVWKDUPIXOLQWHUIHUHQFH
ZKHQWKHHTXLSPHQWLVRSHUDWHGLQDFRPPHUFLDOHQYLURQPHQW7KLVHTXLSPHQW
JHQHUDWHVXVHVDQGFDQUDGLDWHUDGLRIUHTXHQF\HQHUJ\DQGLIQRWLQVWDOOHGDQGXVHGLQ
DFFRUGDQFHZLWKWKHLQVWUXFWLRQPDQXDOPD\FDXVHKDUPIXOLQWHUIHUHQFHWRUDGLR
FRPPXQLFDWLRQV2SHUDWLRQRIWKLVHTXLSPHQWLQDUHVLGHQWLDODUHDLVOLNHO\WRFDXVH
KDUPIXOLQWHUIHUHQFHLQZKLFKFDVHWKHXVHUZLOOEHUHTXLUHGWRFRUUHFWWKHLQWHUIHUHQFH
DWWKHXVHUVRZQH[SHQVH
)&&&ODVV%
7KLV>5%6+(@HTXLSPHQWKDVEHHQWHVWHGDQGIRXQGWRFRPSO\ZLWKWKHOLPLWV
IRUD&ODVV%GLJLWDOGHYLFHSXUVXDQWWRSDUWRIWKH)&&5XOHV7KHVHOLPLWVDUH
GHVLJQHGWRSURYLGHUHDVRQDEOHSURWHFWLRQDJDLQVWKDUPIXOLQWHUIHUHQFHLQUHVLGHQWLDO
LQVWDOODWLRQ7KLVHTXLSPHQWJHQHUDWHVXVHVDQGFDQUDGLDWHUDGLRIUHTXHQF\HQHUJ\DQG
LIQRWLQVWDOOHGDQGXVHGLQDFFRUGDQFHZLWKWKHLQVWUXFWLRQVPD\FDXVHKDUPIXO
LQWHUIHUHQFHWRUDGLRFRPPXQLFDWLRQV+RZHYHUWKHUHLVQRJXDUDQWHHWKDWLQWHUIHUHQFH
ZLOOQRWRFFXULQDSDUWLFXODULQVWDOODWLRQ,IWKLVHTXLSPHQWGRHVFDXVHKDUPIXO
LQWHUIHUHQFHWRUDGLRRUWHOHYLVLRQUHFHSWLRQZKLFKFDQEHGHWHUPLQHGE\WXUQLQJWKH
HTXLSPHQWRIIDQGRQWKHXVHULVHQFRXUDJHGWRWU\WRFRUUHFWWKHLQWHUIHUHQFHWKURXJK
RQHRUPRUHRIWKHIROORZLQJPHDVXUHV
q 5HRULHQWRUUHORFDWHWKHUHFHLYLQJDQWHQQDV
q ,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKHHTXLSPHQWDQGUHFHLYHU
q &RQQHFWWKHHTXLSPHQWLQWRDQRXWOHWRQDFLUFXLWGLIIHUHQWIURPWKDWWRZKLFK
WKHUHFHLYHULVFRQQHFWHG
q &RQVXOWWKHGHDOHURUDQH[SHULHQFHGUDGLR79WHFKQLFLDQIRUKHOS
3DUW([KLELW-&RQVXPHU,QVWUXFWLRQV
 7KLVHTXLSPHQWFRPSOLHVZLWK3DUWRIWKH)&&5XOHVDQG$&7$5XOHV7KH
HTXLSPHQWV)&&UHJLVWUDWLRQQXPEHUDQGRWKHULPSRUWDQWLQIRUPDWLRQLVOLVWHGRQ
DODEHORQWKLVHTXLSPHQW7KHIROORZLQJLQIRUPDWLRQPXVWEHSURYLGHGWRWKH
WHOHSKRQHFRPSDQ\XSRQUHTXHVW
q )&&5HJLVWUDWLRQ1R8660,'(1$1&(//2%/'5
q )DFLOLW\,QWHUIDFH&RGH),&'861
q 6HUYLFH2UGHU&RGH62&<
q 8QLYHUVDO6HUYLFH2UGHU&RGH862&-DFNV5-&
 $Q)&&FRPSOLDQWWHOHSKRQHDQGPRGXODUSOXJDUHSURYLGHGZLWKWKLVHTXLSPHQW
7KLVHTXLSPHQWLVGHVLJQHGWREHFRQQHFWHGWRWKHWHOHSKRQHQHWZRUNRUSUHPLVHV